Tuesday, April 15, 2025

Approach to Hypotension in the ICU

 

Approach to Hypotension in the ICU: A Comprehensive Review

Dr Neeraj Manikath, claude.ai

Abstract

Hypotension in critically ill patients is a common and potentially life-threatening condition that requires prompt recognition and management. This review article provides a systematic approach to hypotension in the intensive care unit (ICU), including its etiology, evaluation, and evidence-based management strategies. Understanding the pathophysiological mechanisms and implementing a structured diagnostic and therapeutic approach can significantly improve patient outcomes.

Introduction

Hypotension, commonly defined as systolic blood pressure (SBP) < 90 mmHg, mean arterial pressure (MAP) < 65 mmHg, or a significant decrease from baseline blood pressure, is frequently encountered in ICU patients. It represents an important clinical challenge as persistent hypotension can lead to inadequate tissue perfusion, organ dysfunction, and increased mortality. This review aims to provide a structured approach to hypotension in the ICU setting.

Pathophysiology

Blood pressure is determined by cardiac output (CO) and systemic vascular resistance (SVR) according to the formula: MAP = CO × SVR. Hypotension can result from disturbances in either or both of these components:

  1. Decreased cardiac output: due to reduced preload, decreased contractility, or increased afterload
  2. Decreased systemic vascular resistance: due to vasodilation

Understanding these basic mechanisms is crucial for diagnostic and therapeutic decision-making.

Etiology

The causes of hypotension in ICU patients can be categorized using a structured approach:

1. Hypovolemic Shock

  • Hemorrhage (trauma, gastrointestinal bleeding, postoperative bleeding)
  • Fluid losses (vomiting, diarrhea, diuresis, third-spacing)
  • Inadequate fluid intake

2. Cardiogenic Shock

  • Acute myocardial infarction
  • Cardiomyopathy
  • Valvular heart disease
  • Arrhythmias
  • Right ventricular failure
  • Cardiac tamponade
  • Tension pneumothorax

3. Distributive Shock

  • Sepsis/septic shock
  • Anaphylaxis
  • Neurogenic shock
  • Adrenal insufficiency
  • Hepatic failure
  • Post-cardiopulmonary bypass vasoplegia

4. Obstructive Shock

  • Pulmonary embolism
  • Tension pneumothorax
  • Cardiac tamponade
  • Dynamic hyperinflation

5. Medication-Related

  • Sedatives and analgesics
  • Antihypertensives
  • Vasodilators
  • Anesthetics

Clinical Assessment

History

  • Review of medical history and comorbidities
  • Recent procedures or operations
  • Current medications
  • Recent symptoms suggesting infection, bleeding, or cardiac dysfunction

Physical Examination

  • Vital signs including blood pressure, heart rate, respiratory rate, temperature, and oxygen saturation
  • Volume status assessment (skin turgor, mucous membranes, jugular venous pressure)
  • Cardiovascular examination (heart sounds, murmurs, peripheral pulses)
  • Pulmonary examination (breath sounds, signs of pneumothorax)
  • Abdominal examination (distention, tenderness, hepatomegaly)
  • Skin examination (color, temperature, perfusion)

Diagnostic Approach

Initial Investigations

  1. Basic laboratory studies:

    • Complete blood count
    • Comprehensive metabolic panel
    • Coagulation profile
    • Lactate level
    • Arterial blood gas analysis
    • Cardiac biomarkers (troponin, BNP)
  2. Imaging:

    • Chest radiography
    • Focused bedside ultrasonography
    • CT scan (as indicated)
  3. Cardiovascular monitoring:

    • Electrocardiogram
    • Central venous pressure monitoring
    • Arterial pressure monitoring
    • Echocardiography

Advanced Hemodynamic Monitoring

  • Echocardiography: Provides information on cardiac structure, function, and filling status
  • Pulse contour analysis: Monitors stroke volume and cardiac output
  • Pulmonary artery catheterization: Provides information on cardiac output, pulmonary artery pressure, and systemic vascular resistance
  • Passive leg raising test: Assesses fluid responsiveness

Management

General Principles

  1. Immediate stabilization of airway, breathing, and circulation
  2. Identification and treatment of the underlying cause
  3. Fluid resuscitation when appropriate
  4. Vasopressor and inotropic support when necessary
  5. Continuous monitoring and reassessment

Specific Approaches Based on Etiology

1. Hypovolemic Shock

  • Initial fluid resuscitation with balanced crystalloids (20-30 mL/kg)
  • Assessment of fluid responsiveness using dynamic parameters
  • Blood product transfusion when indicated
  • Surgical intervention for ongoing hemorrhage

2. Cardiogenic Shock

  • Optimization of preload, afterload, and contractility
  • Inotropic support (dobutamine, milrinone)
  • Vasopressor therapy if necessary
  • Mechanical circulatory support in refractory cases
  • Treatment of the underlying cardiac pathology

3. Distributive Shock

  • Septic shock:
    • Early antibiotics within one hour of recognition
    • Source control
    • Initial fluid resuscitation
    • Vasopressor therapy (norepinephrine as first-line)
  • Anaphylactic shock:
    • Epinephrine, antihistamines, corticosteroids
    • Removal of offending agent
  • Neurogenic shock:
    • Fluid resuscitation
    • Vasopressors with alpha-adrenergic effects
  • Adrenal insufficiency:
    • Hydrocortisone 200-300 mg/day

4. Obstructive Shock

  • Pulmonary embolism: Anticoagulation, thrombolysis, or embolectomy
  • Tension pneumothorax: Needle decompression followed by chest tube insertion
  • Cardiac tamponade: Pericardiocentesis

Pharmacological Management

Vasopressors

  1. Norepinephrine (first-line):

    • Potent alpha-1 and moderate beta-1 effects
    • Initial dose: 0.01-0.05 μg/kg/min, titrated to target MAP
    • Maintains renal and splanchnic perfusion better than other vasopressors
  2. Vasopressin:

    • Non-catecholamine vasopressor
    • Fixed dose of 0.03-0.04 units/min
    • Often used as an adjunct to norepinephrine
  3. Epinephrine:

    • Strong alpha and beta effects
    • Second-line agent in septic shock
    • Dose: 0.01-0.5 μg/kg/min
  4. Phenylephrine:

    • Pure alpha-1 agonist
    • Useful in situations where tachycardia should be avoided
    • Dose: 0.5-9.0 μg/kg/min

Inotropes

  1. Dobutamine:

    • Predominant beta-1 effects with mild beta-2 and alpha effects
    • Increases cardiac output and can decrease SVR
    • Dose: 2.5-20 μg/kg/min
  2. Milrinone:

    • Phosphodiesterase inhibitor
    • Increases contractility and causes vasodilation
    • Useful in right ventricular dysfunction
    • Dose: 0.375-0.75 μg/kg/min
  3. Levosimendan:

    • Calcium sensitizer
    • Improves contractility without increasing oxygen consumption
    • Dose: 0.1-0.2 μg/kg/min

Special Considerations

Fluid Responsiveness Assessment

  • Dynamic parameters (e.g., pulse pressure variation, stroke volume variation) are superior to static parameters
  • Passive leg raising test: non-invasive method to predict fluid responsiveness
  • Mini-fluid challenge: administration of small fluid bolus (100-250 mL) with assessment of hemodynamic response

Goal-Directed Therapy

  • Targeting specific hemodynamic goals rather than standard values
  • Customization of targets based on patient characteristics and comorbidities
  • Parameters may include MAP, cardiac index, oxygen delivery, and tissue perfusion markers

Corticosteroids in Refractory Shock

  • Consider in vasopressor-dependent shock
  • Hydrocortisone 200-300 mg/day in divided doses or continuous infusion
  • Assess for adrenal insufficiency with ACTH stimulation test when appropriate

Refractory Shock

  • Reassessment of diagnosis and adequacy of source control
  • Consideration of occult bleeding, cardiac dysfunction, or adrenal insufficiency
  • Escalation to advanced hemodynamic monitoring
  • Consideration of mechanical circulatory support

Monitoring and Endpoints

Clinical Endpoints

  • Improvement in mental status
  • Urine output > 0.5 mL/kg/hour
  • Capillary refill time < 3 seconds
  • Decreasing lactate levels

Hemodynamic Endpoints

  • MAP > 65 mmHg (individualized based on patient characteristics)
  • Adequate cardiac output/index
  • Central venous oxygen saturation > 70%
  • Venous-arterial CO₂ gradient < 6 mmHg

Tissue Perfusion Endpoints

  • Lactate clearance
  • Base deficit normalization
  • Microcirculatory assessment (where available)

Recent Advances and Controversies

Resuscitation Fluids

  • Balanced crystalloids (e.g., Ringer's lactate, PlasmaLyte) are preferred over normal saline
  • Albumin may be considered in specific patient populations
  • Hydroxyethyl starches are no longer recommended due to increased risk of acute kidney injury

Blood Pressure Targets

  • Traditional target of MAP > 65 mmHg may not be optimal for all patients
  • Higher targets (80-85 mmHg) may benefit patients with chronic hypertension
  • Individualization based on patient characteristics is recommended

Early Vasopressors

  • Early initiation of vasopressors, even before completion of fluid resuscitation, may be beneficial
  • Peripheral administration of vasopressors for short durations appears safe when central access is not immediately available

Angiotensin II

  • Novel vasopressor approved for use in refractory vasodilatory shock
  • Acts through the renin-angiotensin-aldosterone system
  • Dose: 1.25-40 ng/kg/min

Conclusion

Hypotension in ICU patients requires a structured approach to diagnosis and management. Prompt recognition of the underlying cause, appropriate fluid resuscitation, and judicious use of vasopressors and inotropes are essential components of care. Incorporating recent evidence and individualizing treatment based on patient characteristics can optimize outcomes. Continuous monitoring and reassessment are crucial to guide ongoing management decisions.

References

  1. Rhodes A, Evans LE, Alhazzani W, et al. Surviving Sepsis Campaign: International Guidelines for Management of Sepsis and Septic Shock: 2016. Intensive Care Med. 2017;43(3):304-377.

  2. Vincent JL, De Backer D. Circulatory Shock. N Engl J Med. 2013;369(18):1726-1734.

  3. Cecconi M, De Backer D, Antonelli M, et al. Consensus on circulatory shock and hemodynamic monitoring. Task force of the European Society of Intensive Care Medicine. Intensive Care Med. 2014;40(12):1795-1815.

  4. Levy MM, Evans LE, Rhodes A. The Surviving Sepsis Campaign Bundle: 2018 update. Intensive Care Med. 2018;44(6):925-928.

  5. Semler MW, Self WH, Wanderer JP, et al. Balanced Crystalloids versus Saline in Critically Ill Adults. N Engl J Med. 2018;378(9):829-839.

  6. Hernández G, Ospina-Tascón GA, Damiani LP, et al. Effect of a Resuscitation Strategy Targeting Peripheral Perfusion Status vs Serum Lactate Levels on 28-Day Mortality Among Patients With Septic Shock: The ANDROMEDA-SHOCK Randomized Clinical Trial. JAMA. 2019;321(7):654-664.

  7. Asfar P, Meziani F, Hamel JF, et al. High versus low blood-pressure target in patients with septic shock. N Engl J Med. 2014;370(17):1583-1593.

  8. Khanna A, English SW, Wang XS, et al. Angiotensin II for the Treatment of Vasodilatory Shock. N Engl J Med. 2017;377(5):419-430.

  9. Monnet X, Marik PE, Teboul JL. Prediction of fluid responsiveness: an update. Ann Intensive Care. 2016;6(1):111.

  10. Scheeren TWL, Bakker J, De Backer D, et al. Current use of vasopressors in septic shock. Ann Intensive Care. 2019;9(1):20.

  11. Lamontagne F, Richards-Belle A, Thomas K, et al. Effect of Reduced Exposure to Vasopressors on 90-Day Mortality in Older Critically Ill Patients With Vasodilatory Hypotension: A Randomized Clinical Trial. JAMA. 2020;323(10):938-949.

  12. Annane D, Renault A, Brun-Buisson C, et al. Hydrocortisone plus Fludrocortisone for Adults with Septic Shock. N Engl J Med. 2018;378(9):809-818.

  13. Venkatesh B, Finfer S, Cohen J, et al. Adjunctive Glucocorticoid Therapy in Patients with Septic Shock. N Engl J Med. 2018;378(9):797-808.

  14. Ospina-Tascón GA, Hernandez G, Alvarez I, et al. Effects of very early start of norepinephrine in patients with septic shock: a propensity score-based analysis. Crit Care. 2020;24(1):52.

  15. Permpikul C, Tongyoo S, Viarasilpa T, et al. Early Use of Norepinephrine in Septic Shock Resuscitation (CENSER). A Randomized Trial. Am J Respir Crit Care Med. 2019;199(9):1097-1105.

  16. Jozwiak M, Monnet X, Teboul JL. Monitoring: from cardiac output monitoring to echocardiography. Curr Opin Crit Care. 2015;21(5):395-401.

  17. Shi R, Monnet X, Teboul JL. Parameters of fluid responsiveness. Curr Opin Crit Care. 2020;26(3):319-326.

  18. Perner A, Hjortrup PB, Pettilä V. Focus on fluid therapy. Intensive Care Med. 2017;43(12):1907-1909.

  19. De Backer D, Biston P, Devriendt J, et al. Comparison of dopamine and norepinephrine in the treatment of shock. N Engl J Med. 2010;362(9):779-789.

  20. Avni T, Lador A, Lev S, et al. Vasopressors for the Treatment of Septic Shock: Systematic Review and Meta-Analysis. PLoS One. 2015;10(8):e0129305.

Step-by-Step Interpretation of Pulmonary Function Tests: A Comprehensive Guide

 

Step-by-Step Interpretation of Pulmonary Function Tests: A Comprehensive Guide for Physicians

Dr Neeraj Manikath, claude.ai

Abstract

Pulmonary function tests (PFTs) represent a cornerstone of respiratory medicine, providing objective, quantifiable data essential for the diagnosis, management, and monitoring of pulmonary diseases. Despite their ubiquity in clinical practice, the interpretation of PFTs can be challenging due to the complexity of measurements, overlapping patterns, and the need to integrate results with clinical context. This review provides a structured, systematic approach to PFT interpretation for physicians, emphasizing a step-by-step methodology. We explore the physiological principles underlying each measurement, detail systematic interpretation strategies, discuss common patterns of abnormalities in various pulmonary disorders, and address special considerations for diverse patient populations. Additionally, we review recent technological advances and emerging modalities that complement traditional PFTs. By providing a comprehensive framework for PFT interpretation, this review aims to enhance clinicians' ability to accurately diagnose and manage respiratory conditions, ultimately improving patient outcomes.

Introduction

Pulmonary function testing encompasses a range of physiological measurements that assess various aspects of respiratory mechanics, gas exchange, and lung volumes. Since their introduction into clinical practice in the mid-20th century, PFTs have evolved into essential tools for the evaluation of respiratory symptoms, diagnosis of pulmonary diseases, assessment of disease severity, monitoring of disease progression, and evaluation of treatment responses.^1^

Despite their clinical importance, PFTs can be challenging to interpret due to several factors:

  • The complexity and interdependence of various lung function parameters
  • The overlap in patterns seen across different disease entities
  • The influence of demographic factors, body habitus, and testing conditions on results
  • The need to integrate PFT findings with clinical history, physical examination, and additional diagnostic modalities^2,3^

This review provides a systematic approach to PFT interpretation for physicians across various specialties who utilize these tests in their clinical practice. We emphasize a logical, sequential methodology that moves from quality assessment of the tests to integration with clinical data, facilitating accurate diagnosis and appropriate management decisions.

Basic Physiological Principles

Respiratory Mechanics

Understanding the mechanical properties of the respiratory system is fundamental to interpreting PFTs. The respiratory system comprises the lungs and chest wall, which function together to facilitate ventilation.^4^

Key mechanical principles include:

Elastic Properties:

  • The lungs have a natural tendency to collapse (elastic recoil) due to elastin fibers and alveolar surface tension.
  • The chest wall has a natural tendency to expand outward.
  • At functional residual capacity (FRC), these opposing forces balance.^5^

Airway Resistance:

  • Resistance to airflow through the tracheobronchial tree follows Poiseuille's law, being inversely proportional to the fourth power of airway radius.
  • Small changes in airway caliber (due to bronchospasm, inflammation, or mucus) can significantly increase resistance.^6^

Work of Breathing:

  • Comprises work against elastic forces (compliance) and resistive forces (airway resistance).
  • Increases in diseases affecting either component.^7^

Lung Volumes and Capacities

Lung volumes reflect the mechanical properties of the respiratory system and are often altered in specific patterns by different pathologies:^8^

Static Volumes:

  • Total Lung Capacity (TLC): The volume of air in the lungs after maximal inspiration.
  • Vital Capacity (VC): The maximum volume of air exhaled from full inspiration to full expiration.
  • Residual Volume (RV): The volume of air remaining in the lungs after maximal expiration.
  • Functional Residual Capacity (FRC): The volume of air in the lungs at the end of normal expiration.

Capacities (Combinations of Volumes):

  • Inspiratory Capacity (IC): Maximum volume of air inhaled from FRC.
  • Expiratory Reserve Volume (ERV): Maximum volume of air exhaled from FRC.

Gas Exchange

The primary function of the respiratory system is gas exchange, which depends on:^9^

Ventilation:

  • The process of air movement into and out of the lungs.
  • Measured as minute ventilation (VE): the product of tidal volume and respiratory rate.

Diffusion:

  • The movement of gases across the alveolar-capillary membrane.
  • Depends on membrane thickness, surface area, and gas solubility.

Perfusion:

  • Blood flow through the pulmonary capillaries.
  • Affects ventilation-perfusion matching, crucial for efficient gas exchange.

These physiological principles form the foundation for understanding the various measurements obtained during pulmonary function testing and their alterations in disease states.

Components of Comprehensive Pulmonary Function Testing

Spirometry

Spirometry measures the volume and flow of air during forced breathing maneuvers and is often the first-line PFT performed.^10^

Key Parameters:

  • Forced Vital Capacity (FVC): Maximum volume of air forcefully exhaled after maximal inspiration.
  • Forced Expiratory Volume in 1 second (FEV₁): Volume exhaled during the first second of an FVC maneuver.
  • FEV₁/FVC ratio: The proportion of the vital capacity exhaled in the first second.
  • Forced Expiratory Flow between 25% and 75% of FVC (FEF₂₅₋₇₅): Average flow rate during the middle half of the FVC maneuver, reflecting small airway function.
  • Peak Expiratory Flow (PEF): Maximum flow achieved during forced expiration.

Technical Considerations:

  • Requires patient cooperation and effort.
  • Standardized techniques and equipment calibration are crucial.
  • Multiple maneuvers (minimum three) with the two best efforts within 150 mL of each other for both FEV₁ and FVC.^11^

Lung Volumes

While spirometry measures dynamic lung volumes, additional tests are needed to measure static lung volumes, particularly residual volume (RV).^12^

Measurement Techniques:

Gas Dilution Methods:

  • Helium dilution: Uses a closed circuit with a known concentration of helium.
  • Nitrogen washout: Measures the volume of nitrogen washed out of the lungs during breathing of 100% oxygen.
  • Limited by inability to measure non-ventilated areas of the lung.

Body Plethysmography:

  • Uses Boyle's law to calculate lung volumes based on pressure changes.
  • Can measure total thoracic gas volume, including non-ventilated regions.
  • Generally considered the gold standard, especially in patients with obstructive diseases.^13^

Diffusion Capacity

The diffusing capacity for carbon monoxide (DLCO) assesses the transfer of gases across the alveolar-capillary membrane.^14^

Measurement:

  • Single-breath technique: Patient inhales a gas mixture containing a small amount of CO, holds breath for approximately 10 seconds, then exhales.
  • The rate of CO uptake by the blood is measured.

Physiologic Determinants:

  • Alveolar-capillary membrane surface area
  • Membrane thickness
  • Capillary blood volume
  • Hemoglobin concentration
  • Ventilation-perfusion matching

Bronchodilator Response

Assessing response to bronchodilators helps distinguish between fixed and reversible airflow obstruction.^15^

Procedure:

  • Baseline spirometry, followed by administration of a short-acting bronchodilator.
  • Repeat spirometry after appropriate waiting period (typically 15-20 minutes).

Significant Response:

  • Increase in FEV₁ and/or FVC ≥ 12% and ≥ 200 mL from baseline.^16^
  • Some patients with asthma may not demonstrate immediate reversibility during testing.

Bronchial Challenge Testing

These tests assess airway hyperreactivity by measuring the response to inhaled bronchoconstrictive stimuli.^17^

Methods:

  • Direct challenges: Using methacholine or histamine to directly stimulate airway smooth muscle.
  • Indirect challenges: Using exercise, mannitol, or hypertonic saline to trigger releases of endogenous mediators.

Interpretation:

  • Based on the provocative concentration (PC₂₀) or dose (PD₂₀) causing a 20% fall in FEV₁.
  • Greater sensitivity indicates higher degree of airway hyperresponsiveness.

Cardiopulmonary Exercise Testing

Cardiopulmonary exercise testing (CPET) evaluates the integrated response of the respiratory, cardiovascular, and muscular systems to exercise.^18^

Measurements:

  • Oxygen consumption (VO₂)
  • Carbon dioxide production (VCO₂)
  • Minute ventilation (VE)
  • Heart rate, blood pressure, ECG
  • Oxygen saturation

Clinical Utility:

  • Differentiating between cardiac and pulmonary causes of exercise limitation
  • Evaluating unexplained dyspnea
  • Assessing functional capacity before lung resection or transplantation
  • Developing exercise prescriptions for pulmonary rehabilitation

Systematic Approach to PFT Interpretation

Step 1: Assess Test Quality and Reproducibility

Before interpreting any results, evaluation of test quality is essential:^19^

Spirometry Quality Criteria:

  • Good start of test (extrapolated volume < 5% of FVC or 0.15 L, whichever is greater)
  • Smooth, continuous exhalation
  • Adequate duration (≥ 6 seconds or volume plateau)
  • Free from artifacts (coughing, glottis closure, early termination)
  • Reproducibility between best efforts (within 150 mL for FEV₁ and FVC)

Lung Volumes Quality Assessment:

  • Stable baseline breathing pattern
  • Adequate equilibration time for gas dilution methods
  • Proper panting technique for plethysmography

DLCO Quality Considerations:

  • Proper breath-hold time (10 ± 2 seconds)
  • Adequate inspiration (> 85% of VC)
  • Smooth, unforced exhalation
  • Absence of leaks during breath-hold

Step 2: Evaluate Reference Values and Lower Limits of Normal

PFT results are compared to predicted values based on demographic characteristics:^20^

Key Points:

  • Modern reference equations (e.g., Global Lung Function Initiative [GLI]) account for age, sex, height, and ethnicity.^21^
  • Lower limit of normal (LLN) represents the 5th percentile of the reference population.
  • Using percent predicted can be misleading, especially at extremes of age.
  • Z-scores (number of standard deviations from the mean) provide more accurate assessment across different parameters and patient groups.^22^

Step 3: Identify Ventilatory Pattern

The first major classification of PFT abnormalities is into restrictive, obstructive, or mixed patterns:^23^

Obstructive Pattern:

  • Reduced FEV₁/FVC ratio below LLN
  • FEV₁ typically reduced
  • FVC may be normal or reduced
  • Flow-volume loop shows concave appearance of expiratory limb

Restrictive Pattern:

  • Normal or increased FEV₁/FVC ratio
  • Reduced FVC
  • Reduced TLC (required for definitive diagnosis)
  • Flow-volume loop shows normal shape but reduced amplitude

Mixed Pattern:

  • Features of both obstruction and restriction
  • Reduced FEV₁/FVC ratio
  • Reduced TLC
  • Often requires comprehensive testing for proper identification

Step 4: Assess Severity

The degree of abnormality guides management decisions and prognostication:^24^

Obstruction Severity (Based on FEV₁ % Predicted):

  • Mild: > 70%
  • Moderate: 60-69%
  • Moderately Severe: 50-59%
  • Severe: 35-49%
  • Very Severe: < 35%

Restriction Severity (Based on TLC % Predicted):

  • Mild: 70-79%
  • Moderate: 60-69%
  • Moderately Severe: 50-59%
  • Severe: < 50%

Step 5: Evaluate Specific Measurements

Lung Volumes Analysis:

  • TLC, RV, and RV/TLC ratio provide insights into hyperinflation and air trapping.
  • Elevated RV with normal TLC suggests air trapping with preserved lung volume.
  • Elevated RV/TLC ratio (> 40%) indicates air trapping.^25^

DLCO Interpretation:

  • Reduced DLCO: Suggests parenchymal disease, pulmonary vascular disease, or anemia.
  • Elevated DLCO: Seen in alveolar hemorrhage, polycythemia, or left-to-right shunts.
  • DLCO/VA (KCO, transfer coefficient): Helps distinguish between loss of alveolar units and diffusion impairment.^26^

Bronchodilator Response:

  • Positive response suggests asthma but can occur in COPD.
  • Lack of acute response doesn't exclude asthma or potential benefit from bronchodilator therapy.^27^

Step 6: Analyze Flow-Volume Loops

Visual inspection of flow-volume loops provides valuable information:^28^

Normal Flow-Volume Loop:

  • Rapid rise to peak flow, followed by smooth, convex descent.
  • Inspiratory limb is semicircular.

Obstructive Patterns:

  • Concave expiratory limb ("scooping").
  • Peak flow may be reduced.
  • Inspiratory limb typically normal.

Restrictive Patterns:

  • Normal shape but reduced amplitude of both limbs.
  • Higher peak flow relative to FVC compared to normal.

Upper Airway Obstruction Patterns:

  • Fixed obstruction: Flattening of both inspiratory and expiratory limbs.
  • Variable extrathoracic obstruction: Flattened inspiratory limb.
  • Variable intrathoracic obstruction: Flattened expiratory limb.^29^

Step 7: Integrate with Clinical Information

PFT results should never be interpreted in isolation:^30^

Clinical Context:

  • Symptoms: Dyspnea, cough, wheezing, sputum production
  • Risk factors: Smoking history, occupational exposures, environmental exposures
  • Comorbidities: Cardiac disease, neuromuscular disorders, connective tissue diseases
  • Medication history: Bronchodilators, inhaled or systemic corticosteroids

Additional Diagnostic Data:

  • Imaging findings (chest radiograph, CT scan)
  • Laboratory results (e.g., alpha-1 antitrypsin levels, inflammatory markers)
  • Previous PFT results for assessing progression or response to therapy

Common Patterns of Disease

Obstructive Lung Diseases

Asthma:

  • Reduced FEV₁/FVC ratio
  • Often significant bronchodilator responsiveness
  • Potentially normal between exacerbations
  • Increased RV/TLC ratio during exacerbations
  • Normal or mildly reduced DLCO
  • Positive bronchial challenge tests^31^

Chronic Obstructive Pulmonary Disease (COPD):

  • Persistent reduction in FEV₁/FVC ratio
  • Limited bronchodilator responsiveness
  • Air trapping (increased RV and RV/TLC ratio)
  • Reduced DLCO, particularly in emphysema
  • Progressive decline in FEV₁ over time^32^

Bronchiectasis:

  • Variable obstruction pattern
  • May show bronchodilator responsiveness
  • Often normal DLCO unless extensive disease
  • Less air trapping than emphysema^33^

Restrictive Lung Diseases

Interstitial Lung Diseases (ILD):

  • Reduced TLC, FVC, and FEV₁ with preserved or increased FEV₁/FVC ratio
  • Reduced DLCO (often disproportionate to lung volume reduction)
  • Decreased compliance
  • Exercise-induced desaturation^34^

Neuromuscular Disorders:

  • Reduced TLC, FVC, and FEV₁ with preserved or increased FEV₁/FVC ratio
  • Normal DLCO when corrected for alveolar volume
  • Potentially reduced maximum inspiratory and expiratory pressures (MIP and MEP)
  • May show supine decline in FVC (diaphragmatic weakness)^35^

Chest Wall Disorders (e.g., Kyphoscoliosis):

  • Reduced TLC, FVC, and FEV₁ with preserved or increased FEV₁/FVC ratio
  • DLCO usually normal when corrected for alveolar volume
  • Reduced compliance of the respiratory system^36^

Mixed Patterns

Combined Pulmonary Fibrosis and Emphysema (CPFE):

  • Near-normal spirometry despite significant disease
  • Preserved lung volumes due to opposing effects
  • Severely reduced DLCO
  • Exercise limitation with desaturation^37^

Bronchiolitis Obliterans Following Lung Transplantation:

  • Progressive airflow obstruction
  • Air trapping
  • Minimal bronchodilator response
  • Flow-volume loop showing concave expiratory limb^38^

Special Patterns

Upper Airway Obstruction:

  • May have normal spirometry values despite significant symptoms
  • Characteristic flow-volume loop abnormalities
  • Reduced PEF disproportionate to FEV₁ reduction
  • Potentially normal TLC and DLCO^39^

Pulmonary Vascular Diseases:

  • Often normal spirometry and lung volumes
  • Reduced DLCO, sometimes severely
  • Exercise limitation with desaturation
  • Reduced oxygen pulse on CPET^40^

Special Considerations for Specific Patient Populations

Elderly Patients

The aging lung presents several physiological changes that affect PFT interpretation:^41^

Age-Related Changes:

  • Decreased elastic recoil
  • Increased chest wall stiffness
  • Increased RV and RV/TLC ratio
  • Decreased FEV₁/FVC ratio

Interpretation Challenges:

  • Using age-appropriate reference equations is essential.
  • LLN becomes more relevant than percent predicted.
  • Comorbidities more common and may affect results.
  • Cognitive and physical limitations may affect test performance.

Pediatric Population

Children present unique considerations in PFT performance and interpretation:^42^

Developmental Aspects:

  • Lung and airway growth continuing through adolescence
  • Reference equations specific to pediatric populations required
  • Z-scores preferred over percent predicted

Technical Considerations:

  • Age-appropriate instructions and encouragement
  • Modified acceptance criteria in younger children
  • Alternative techniques for preschool children (impulse oscillometry, specific airway resistance)

Obesity

Obesity significantly impacts lung function and PFT interpretation:^43^

Physiologic Effects:

  • Reduced chest wall compliance
  • Increased work of breathing
  • Decreased ERV and FRC
  • Relatively preserved TLC
  • Potentially decreased DLCO due to altered blood volume

Interpretation Adjustments:

  • Body mass index (BMI) consideration in reference equations
  • Assessment of respiratory muscle strength may be helpful
  • Evaluation of respiratory symptoms during exertion

Pre-operative Evaluation

PFTs play a critical role in assessing surgical risk, particularly for thoracic procedures:^44^

Lung Resection Surgery:

  • FEV₁ and DLCO as initial assessments
  • Predicted post-operative values calculated based on planned resection
  • CPET for comprehensive evaluation in high-risk patients
  • Split function studies (ventilation/perfusion scans) to assess regional contribution

Non-thoracic Surgery:

  • Assessment of respiratory reserve
  • Identification of reversible abnormalities
  • Baseline for postoperative comparison
  • Risk stratification for postoperative pulmonary complications

Pitfalls in PFT Interpretation

Technical and Procedural Issues

Multiple factors can affect test quality and results:^45^

Common Problems:

  • Suboptimal effort or cooperation
  • Improper mouthpiece technique (leaks, tongue obstruction)
  • Volume or flow sensor calibration errors
  • Incorrect demographic data entry
  • Temperature or altitude corrections not applied
  • Failure to follow standardized procedures

Recognition:

  • Inspect flow-volume loops and volume-time curves for abnormalities
  • Check repeatability between maneuvers
  • Verify demographic information accuracy

Misclassification of Patterns

Several scenarios can lead to pattern misclassification:^46^

Pseudo-restriction:

  • Occurs when obstruction with air trapping reduces FVC
  • TLC measurement necessary to distinguish from true restriction
  • Often seen in poorly controlled asthma or COPD exacerbations

Pseudo-obstruction:

  • Poor inspiratory effort before forced expiration
  • Failure to exhale completely
  • Upper airway issues mimicking small airway obstruction

Missed Mixed Patterns:

  • Relying solely on spirometry
  • Not accounting for air trapping
  • Overlooking DLCO abnormalities

Interpretive Challenges

Several clinical scenarios present unique interpretive challenges:^47^

Early or Mild Disease:

  • Values near LLN may represent early disease or normal variation
  • Longitudinal testing valuable for detecting subtle changes
  • Integration with symptoms and risk factors crucial

Discordance Between Tests:

  • Conflicting results between different PFT components
  • Requires comprehensive clinical evaluation
  • May indicate unusual pathophysiology or technical issues

Border Zone Cases:

  • Results falling between established patterns
  • Small deviations from LLN
  • Often benefit from additional diagnostic modalities

Integrating PFTs with Other Diagnostic Modalities

Imaging Correlation

Combining PFTs with imaging enhances diagnostic accuracy:^48^

Chest Radiography:

  • Limited sensitivity for early disease
  • Provides basic structural information
  • May explain some PFT abnormalities

High-Resolution Computed Tomography (HRCT):

  • Superior for detecting and characterizing parenchymal abnormalities
  • Essential in ILD evaluation
  • Can explain discordant PFT findings
  • Quantitative CT increasingly used to correlate with function

Laboratory Studies

Specific biomarkers may complement PFT findings:^49^

Relevant Tests:

  • Alpha-1 antitrypsin levels in early-onset emphysema
  • Inflammatory markers in systemic inflammatory conditions
  • Specific autoantibodies in connective tissue disease-associated ILD
  • Brain natriuretic peptide (BNP) in heart failure mimicking respiratory limitation

Advanced Physiological Testing

Additional tests may clarify difficult cases:^50^

Specialized Assessments:

  • Impulse oscillometry for small airway function
  • Negative expiratory pressure (NEP) technique for dynamic hyperinflation
  • Multiple breath nitrogen washout for ventilation inhomogeneity
  • Exhaled nitric oxide (FeNO) for eosinophilic airway inflammation

Technological Advances and Future Directions

Emerging Technologies

Recent innovations are expanding PFT capabilities:^51^

Advanced Modalities:

  • Forced oscillation technique (FOT) for respiratory impedance measurement
  • Structured light plethysmography for non-contact assessment of breathing patterns
  • Electrical impedance tomography for regional ventilation assessment
  • Machine learning algorithms for pattern recognition in complex PFT data

Wearable Monitoring:

  • Home spirometry devices with cloud connectivity
  • Continuous monitoring of respiratory parameters
  • Integration with electronic health records
  • Remote supervision of testing quality

Artificial Intelligence in PFT Interpretation

AI applications show promise for enhancing PFT interpretation:^52^

Potential Applications:

  • Automated quality control assessment
  • Pattern recognition beyond traditional categories
  • Integration of multi-modal data (PFTs, imaging, clinical variables)
  • Prediction of disease progression and treatment response

Current Limitations:

  • Need for large, diverse training datasets
  • Validation in varied clinical settings
  • Integration into clinical workflows
  • Regulatory considerations

Conclusion

Pulmonary function testing remains a cornerstone of respiratory medicine, providing objective data crucial for diagnosis, management, and monitoring of pulmonary diseases. A systematic, step-by-step approach to PFT interpretation, as outlined in this review, enhances diagnostic accuracy and clinical decision-making.

The integration of traditional PFTs with newer technologies and advanced modalities promises to further refine our understanding of respiratory physiology and pathophysiology. As we continue to develop more sophisticated analytical approaches and incorporate artificial intelligence, the diagnostic yield and clinical utility of PFTs will likely expand.

However, the fundamental principle remains unchanged: PFT interpretation should never occur in isolation but must be integrated with clinical history, physical examination findings, imaging results, and other diagnostic modalities to provide comprehensive respiratory assessment. By following a systematic approach and understanding both the capabilities and limitations of these tests, clinicians can optimize their use of PFTs to improve patient care and outcomes.

References

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  2. Pellegrino R, Viegi G, Brusasco V, et al. Interpretative strategies for lung function tests. Eur Respir J. 2005;26(5):948-968.

  3. Ruppel GL, Enright PL. Pulmonary function testing. Respir Care. 2012;57(1):165-175.

  4. Lutfi MF. The physiological basis and clinical significance of lung volume measurements. Multidiscip Respir Med. 2017;12:3.

  5. Ionescu CM. The human respiratory system: an analysis of the interplay between anatomy, structure, breathing and fractal dynamics. Springer; 2013.

  6. Bates JHT, Irvin CG. Measuring lung function in mice: the phenotyping uncertainty principle. J Appl Physiol. 2003;94(4):1297-1306.

  7. Lumb AB. Nunn's Applied Respiratory Physiology. 8th ed. Elsevier; 2017.

  8. Criée CP, Sorichter S, Smith HJ, et al. Body plethysmography – its principles and clinical use. Respir Med. 2011;105(7):959-971.

  9. Wagner PD. The physiological basis of pulmonary gas exchange: implications for clinical interpretation of arterial blood gases. Eur Respir J. 2015;45(1):227-243.

  10. Miller MR, Hankinson J, Brusasco V, et al. Standardisation of spirometry. Eur Respir J. 2005;26(2):319-338.

  11. Graham BL, Steenbruggen I, Miller MR, et al. Standardization of Spirometry 2019 Update. An Official American Thoracic Society and European Respiratory Society Technical Statement. Am J Respir Crit Care Med. 2019;200(8):e70-e88.

  12. Wanger J, Clausen JL, Coates A, et al. Standardisation of the measurement of lung volumes. Eur Respir J. 2005;26(3):511-522.

  13. Stocks J, Quanjer PH. Reference values for residual volume, functional residual capacity and total lung capacity. ATS Workshop on Lung Volume Measurements. Official statement of the European Respiratory Society. Eur Respir J. 1995;8(3):492-506.

  14. Graham BL, Brusasco V, Burgos F, et al. 2017 ERS/ATS standards for single-breath carbon monoxide uptake in the lung. Eur Respir J. 2017;49(1):1600016.

  15. Pellegrino R, Rodarte JR, Brusasco V. Assessing the reversibility of airway obstruction. Chest. 1998;114(6):1607-1612.

  16. Calverley PMA, Burge PS, Spencer S, Anderson JA, Jones PW. Bronchodilator reversibility testing in chronic obstructive pulmonary disease. Thorax. 2003;58(8):659-664.

  17. Coates AL, Wanger J, Cockcroft DW, et al. ERS technical standard on bronchial challenge testing: general considerations and performance of methacholine challenge tests. Eur Respir J. 2017;49(5):1601526.

  18. Guazzi M, Adams V, Conraads V, et al. Clinical recommendations for cardiopulmonary exercise testing data assessment in specific patient populations. Circulation. 2012;126(18):2261-2274.

  19. Enright PL. How to make sure your spirometry tests are of good quality. Respir Care. 2003;48(8):773-776.

  20. Quanjer PH, Stanojevic S, Cole TJ, et al. Multi-ethnic reference values for spirometry for the 3-95-yr age range: the global lung function 2012 equations. Eur Respir J. 2012;40(6):1324-1343.

  21. Stanojevic S, Wade A, Stocks J, et al. Reference ranges for spirometry across all ages: a new approach. Am J Respir Crit Care Med. 2008;177(3):253-260.

  22. Culver BH, Graham BL, Coates AL, et al. Recommendations for a standardized pulmonary function report. An Official American Thoracic Society Technical Statement. Am J Respir Crit Care Med. 2017;196(11):1463-1472.

  23. Hyatt RE, Scanlon PD, Nakamura M. Interpretation of Pulmonary Function Tests: A Practical Guide. 4th ed. Lippincott Williams & Wilkins; 2014.

  24. Global Initiative for Chronic Obstructive Lung Disease. Global Strategy for the Diagnosis, Management, and Prevention of Chronic Obstructive Pulmonary Disease: 2023 Report. 2023.

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  26. Hughes JMB, Pride NB. Examination of the carbon monoxide diffusing capacity (DLco) in relation to its KCO and VA components. Am J Respir Crit Care Med. 2012;186(2):132-139.

  27. Postma DS, Rabe KF. The Asthma-COPD Overlap Syndrome. N Engl J Med. 2015;373(13):1241-1249.

  28. Johns DP, Pierce R. Pocket Guide to Spirometry. 3rd ed. McGraw Hill Australia; 2011.

  29. Miller RD, Hyatt RE. Evaluation of obstructing lesions of the trachea and larynx by flow-volume loops. Am Rev Respir Dis. 1973;108(3):475-481.

  30. Crapo RO. Pulmonary-function testing. N Engl J Med. 1994;331(1):25-30.

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  33. King PT. The pathophysiology of bronchiectasis. Int J Chron Obstruct Pulmon Dis. 2009;4:411-419.

  34. Raghu G, Remy-Jardin M, Myers JL, et al. Diagnosis of Idiopathic Pulmonary Fibrosis. An Official ATS/ERS/JRS/ALAT Clinical Practice Guideline. Am J Respir Crit Care Med. 2018;198(5):e44-e68.

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  40. Hoeper MM, Bogaard HJ, Condliffe R, et al. Definitions and diagnosis of pulmonary hypertension. J Am Coll Cardiol. 2013;62(25 Suppl):D42-D50.

  41. Sharma G, Goodwin J. Effect of aging on respiratory system physiology and immunology. Clin Interv Aging. 2006;1(3):253-260.

  42. Beydon N, Davis SD, Lombardi E, et al. An official American Thoracic Society/European Respiratory Society statement: pulmonary function testing in preschool children.

Thromboelastography For physicians

 

Thromboelastography: Clinical Applications and Utility for Physicians

Dr Neeraj Manikath ,Claude.ai

Abstract

Thromboelastography (TEG) and rotational thromboelastometry (ROTEM) are viscoelastic hemostatic assays that provide comprehensive assessments of the entire clotting process, from initial fibrin formation to clot stability and eventual fibrinolysis. Unlike conventional coagulation tests that evaluate isolated components of the coagulation cascade, these viscoelastic methods offer a holistic, dynamic evaluation of clot formation and dissolution. This review explores the principles, methodology, interpretation, and diverse clinical applications of TEG/ROTEM across various medical specialties. We discuss their utility in perioperative management, trauma care, cardiovascular surgery, obstetrics, critical illness, and chronic liver disease. Additionally, we address the limitations of these technologies and provide a perspective on their future applications. By understanding the capabilities and constraints of viscoelastic testing, physicians can better leverage these tools to guide targeted hemostatic interventions, optimize transfusion management, and improve patient outcomes in scenarios involving complex coagulopathies.

Introduction

Blood coagulation is a complex, dynamic process involving multiple interacting components, including platelets, coagulation factors, and fibrinolytic enzymes. Traditional laboratory coagulation tests such as prothrombin time (PT), partial thromboplastin time (PTT), International Normalized Ratio (INR), fibrinogen levels, and platelet counts provide valuable but limited information about specific aspects of the coagulation process. These conventional tests are performed on platelet-poor plasma under static conditions, removing the cellular elements that significantly contribute to in vivo clot formation.^1,2^

Thromboelastography (TEG) and rotational thromboelastometry (ROTEM) represent significant advances in coagulation monitoring by providing a comprehensive assessment of the viscoelastic properties of whole blood during clot formation and subsequent fibrinolysis. These technologies measure the viscoelastic changes that occur during coagulation, providing information on clot initiation, formation, strength, stability, and dissolution in real-time.^3,4^

First described by Hartert in 1948, thromboelastography has evolved significantly over decades.^5^ Modern TEG and ROTEM systems offer point-of-care capabilities with relatively rapid results compared to conventional laboratory tests, making them particularly valuable in acute care settings where timely decision-making is critical.^6^ This review aims to provide physicians with a comprehensive understanding of TEG/ROTEM principles, interpretation, and clinical applications across various medical specialties.

Technical Principles and Methodology

Basic Principles

Both TEG and ROTEM utilize similar principles to assess the viscoelastic properties of clot formation, though they differ in mechanical design and some nomenclature. In TEG, a blood sample is placed in a heated cup that oscillates through a small angle. A pin suspended in the blood is connected to a torsion wire that transmits the motion to a mechanical-electrical transducer. As coagulation occurs, increasing viscosity of the sample transfers more cup motion to the pin, which is detected and recorded.^7^

In ROTEM, the cup remains stationary while the pin rotates. The resistance to rotation as the blood clots is measured optically. Both systems record the changing viscoelastic properties during clotting, generating characteristic curves that reflect the different phases of coagulation.^8^

Key Parameters and Their Interpretation

TEG and ROTEM provide several parameters that correspond to different aspects of the coagulation process:^9,10^

Clot Initiation:

  • TEG: Reaction time (R) - Time from test initiation until initial fibrin formation (normal: 3-8 minutes)
  • ROTEM: Clotting time (CT) - Similar to R time (normal values vary by reagent used)

Clot Formation Kinetics:

  • TEG: Kinetics (K) - Time from beginning of clot formation until a predetermined clot strength (normal: 1-3 minutes)
  • TEG: Alpha angle (α) - Speed of fibrin build-up and cross-linking (normal: 55-78 degrees)
  • ROTEM: Clot formation time (CFT) and alpha angle - Similar to TEG parameters

Clot Strength:

  • TEG: Maximum amplitude (MA) - Maximum strength of the developed clot (normal: 51-69 mm)
  • ROTEM: Maximum clot firmness (MCF) - Similar to MA (normal values vary by reagent)

Fibrinolysis:

  • TEG: Lysis at 30 minutes (LY30) - Percentage decrease in amplitude 30 minutes after MA (normal: 0-8%)
  • ROTEM: Maximum lysis (ML) - Percentage decrease from MCF during measurement

Assay Modifications and Reagents

Various modifications and reagents can be employed to emphasize specific aspects of coagulation:^11,12^

TEG Assays:

  • Kaolin TEG: Standard activator for routine assessment
  • Rapid TEG: Uses tissue factor and kaolin for accelerated results
  • Heparinase TEG: Contains heparinase to neutralize heparin
  • Functional fibrinogen TEG: Uses a platelet inhibitor to isolate fibrinogen contribution
  • Platelet mapping: Assesses platelet function and response to antiplatelet medications

ROTEM Assays:

  • EXTEM: Uses tissue factor activation to assess extrinsic pathway
  • INTEM: Uses contact activation to assess intrinsic pathway
  • FIBTEM: Contains platelet inhibitor to isolate fibrinogen contribution
  • HEPTEM: Contains heparinase to neutralize heparin
  • APTEM: Contains aprotinin to inhibit fibrinolysis
  • ECATEM: For direct thrombin inhibitor (DTI) monitoring

These modifications allow for targeted assessment of specific aspects of hemostasis and can help identify the underlying causes of coagulopathies.^13^

Clinical Applications

Perioperative and Surgical Management

TEG/ROTEM has found significant utility in perioperative settings, particularly in complex surgeries associated with substantial blood loss and coagulation disturbances.^14^

Cardiac Surgery: Cardiac surgery involving cardiopulmonary bypass (CPB) introduces multiple hemostatic challenges, including hemodilution, hypothermia, consumption of coagulation factors, platelet dysfunction, and fibrinolysis. TEG/ROTEM has become an integral component of hemostatic management in this setting.^15^ Studies have demonstrated that TEG/ROTEM-guided therapy reduces blood product utilization, reoperation rates for bleeding, and potentially mortality compared to standard laboratory-based approaches.^16,17^

A meta-analysis by Deppe et al. encompassing 17 studies and 8,332 cardiac surgery patients showed that viscoelastic testing-guided hemotherapy significantly reduced transfusion requirements, thromboembolic events, and costs compared to conventional coagulation testing.^18^ The 2019 European Association of Cardiothoracic Anaesthesiology (EACTA)/European Association of Cardiothoracic Surgery (EACTS) guidelines strongly recommend viscoelastic testing for managing perioperative hemostasis in cardiac surgery (Class I recommendation, Level B evidence).^19^

Liver Transplantation: Orthotopic liver transplantation (OLT) presents complex hemostatic challenges due to the liver's central role in the synthesis of most coagulation factors, natural anticoagulants, and fibrinolytic proteins.^20^ The procedure typically progresses through phases with distinct coagulation profiles: preanhepatic (characterized by baseline abnormalities from liver disease), anhepatic (marked by decreasing coagulation factors), reperfusion (often accompanied by fibrinolysis), and postreperfusion (gradual recovery of synthetic function).^21^

TEG/ROTEM provides valuable real-time information throughout these phases, helping guide appropriate component therapy.^22^ Multiple studies have demonstrated that TEG/ROTEM-guided transfusion protocols during liver transplantation reduce blood product utilization and may improve outcomes.^23,24^ A prospective randomized trial by Wang et al. found that TEG-guided transfusion in liver transplantation reduced transfusion of fresh frozen plasma by 66% and platelets by 34% compared to conventional coagulation test-guided transfusion.^25^

Major Orthopedic Surgery: In major orthopedic procedures such as spine surgery and joint arthroplasty, TEG/ROTEM can help manage the substantial bleeding risk and detect hyperfibrinolysis.^26^ These surgeries often involve elderly patients with multiple comorbidities and concomitant anticoagulant or antiplatelet therapy, complicating perioperative hemostatic management.^27^

Additionally, TEG/ROTEM may help identify patients at increased risk for thromboembolic complications following orthopedic surgery. Rafee et al. demonstrated that hypercoagulable TEG parameters on postoperative day 1 after total hip arthroplasty were associated with an increased risk of venous thromboembolism.^28^

Trauma and Critical Care

Trauma-Induced Coagulopathy: Trauma-induced coagulopathy (TIC) is a complex, multifactorial condition associated with increased mortality. It involves tissue injury, shock, hemodilution, hypothermia, acidosis, and hyperfibrinolysis.^29^ Conventional coagulation tests have limited utility in this setting due to their long turnaround times and inability to assess important components of TIC such as hyperfibrinolysis.^30^

TEG/ROTEM has emerged as a valuable tool for rapidly diagnosing and characterizing TIC. A prospective study by Davenport et al. found that ROTEM parameters could identify TIC within 5 minutes of test initiation, significantly faster than conventional tests.^31^ The rapid availability of results allows for earlier, targeted hemostatic interventions.

TEG/ROTEM parameters associated with poor outcomes in trauma include prolonged clot initiation, decreased clot strength, and hyperfibrinolysis. Hyperfibrinolysis, in particular, is strongly associated with mortality and is difficult to detect using conventional tests.^32^ A study by Chapman et al. demonstrated that LY30 > 3% was associated with a mortality rate of 76%, compared to 9% in patients without hyperfibrinolysis.^33^

Massive Transfusion Protocols: TEG/ROTEM can significantly refine massive transfusion protocols (MTPs) by providing specific information about coagulation deficits, allowing for targeted component therapy rather than fixed-ratio approaches.^34^

The PROPPR trial, which compared fixed-ratio transfusion strategies, found similar outcomes with 1:1:1 and 1:1:2 (plasma:platelets:RBCs) approaches.^35^ However, subsequent research suggests that viscoelastic testing-guided resuscitation may further optimize blood product utilization. A single-center study by Tapia et al. found that implementation of TEG-guided resuscitation was associated with improved survival compared to an MTP with fixed ratios.^36^

The 2016 European guidelines on management of major bleeding and coagulopathy following trauma recommend the use of viscoelastic methods to assist in characterizing coagulopathy and in guiding hemostatic treatment (Grade 1C recommendation).^37^

Critical Care: In critical care settings, TEG/ROTEM can help assess and manage coagulopathies associated with sepsis, disseminated intravascular coagulation (DIC), and multiple organ dysfunction syndrome (MODS).^38^

Sepsis-induced coagulopathy can manifest as either a hypercoagulable state, potentially leading to microvascular thrombosis and organ dysfunction, or as an anticoagulant phase with bleeding complications.^39^ TEG/ROTEM can detect these patterns and guide appropriate interventions. Müller et al. demonstrated that hypercoagulability detected by ROTEM in septic patients was associated with increased mortality and development of multiple organ failure.^40^

In DIC, TEG/ROTEM typically shows a biphasic pattern with initial hypercoagulability followed by hypocoagulability as coagulation factors and platelets are consumed.^41^ These dynamic changes may not be adequately captured by conventional coagulation tests.

Obstetrics

Pregnancy and the peripartum period involve substantial hemostatic changes, including increases in most coagulation factors, decreased natural anticoagulant activity, and impaired fibrinolysis, resulting in a physiological hypercoagulable state.^42^ These normal changes, combined with the potential for severe obstetric hemorrhage, create unique challenges in hemostatic management.

Postpartum Hemorrhage: Postpartum hemorrhage (PPH) remains a leading cause of maternal mortality worldwide.^43^ Early identification of coagulopathy and targeted hemostatic interventions are crucial for reducing adverse outcomes. TEG/ROTEM can rapidly assess the specific coagulation deficits in PPH, which commonly include hypofibrinogenemia, platelet dysfunction, and, occasionally, hyperfibrinolysis.^44^

Collins et al. found that a FIBTEM A5 ≤ 12 mm (measured 5 minutes after clot initiation) had a positive predictive value of 85% for fibrinogen level < 2 g/L in women with PPH.^45^ Since results are available within minutes, targeted fibrinogen replacement can be initiated earlier than when guided by conventional fibrinogen assays.

The revised 2022 PPH guidelines from the UK acknowledge the potential value of viscoelastic testing in managing PPH, particularly when available as point-of-care.^46^

Pre-eclampsia: Pre-eclampsia is associated with complex hemostatic changes, including endothelial dysfunction, platelet activation, and alterations in the coagulation and fibrinolytic systems.^47^ While conventional tests may remain normal or show only mild thrombocytopenia, TEG/ROTEM may detect hypercoagulability before clinical manifestations become apparent.^48^

A study by Armstrong et al. demonstrated that women with pre-eclampsia had significantly increased clot strength and decreased fibrinolysis compared to normotensive pregnant women, despite similar conventional coagulation parameters.^49^ These findings suggest potential utility for TEG/ROTEM in risk stratification and management of pre-eclampsia.

Cardiovascular Disease

Anticoagulation Monitoring: TEG/ROTEM can provide valuable information about the effects of various anticoagulant medications, including unfractionated heparin, low-molecular-weight heparins, direct oral anticoagulants (DOACs), and vitamin K antagonists.^50^

For unfractionated heparin, the comparison between standard and heparinase-modified TEG/ROTEM provides a direct assessment of heparin effect.^51^ For DOACs, specific TEG/ROTEM parameters show characteristic changes: direct thrombin inhibitors primarily affect clot initiation (R time/CT), while factor Xa inhibitors may impact both clot initiation and formation kinetics.^52^

While viscoelastic testing should not replace specialized assays for DOAC monitoring, it may provide useful information in emergency situations when specific assays are unavailable.^53^

Antiplatelet Therapy: Modified TEG assays, particularly platelet mapping, can assess platelet function and the effects of antiplatelet medications.^54^ This may be valuable in patients undergoing cardiac procedures or those with acute coronary syndromes.

Studies have demonstrated that TEG platelet mapping can identify patients with high platelet reactivity despite standard antiplatelet therapy ("non-responders"), potentially informing therapeutic adjustments.^55^ Tantry et al. found that TEG platelet mapping results correlated well with light transmission aggregometry for assessing platelet inhibition in patients on dual antiplatelet therapy.^56^

Mechanical Circulatory Support: Patients with ventricular assist devices (VADs) and extracorporeal membrane oxygenation (ECMO) face complex hemostatic challenges, including bleeding due to surgical trauma, anticoagulation, and acquired von Willebrand syndrome, as well as thrombotic risks from device-related activation of coagulation.^57^

TEG/ROTEM may help optimize the delicate balance between bleeding and thrombosis in these patients. Ryerson et al. demonstrated that using TEG parameters to guide anticoagulation in VAD patients resulted in improved clinical outcomes compared to conventional aPTT-based protocols.^58^

Liver Disease and Cirrhosis

Chronic liver disease presents a complex hemostatic scenario characterized by concurrent reductions in procoagulant factors, anticoagulant proteins, and fibrinolytic system components, resulting in a precarious "rebalanced" coagulation system that can tip toward either bleeding or thrombosis.^59^ Conventional coagulation tests, particularly PT/INR, often overestimate bleeding risk in these patients by only reflecting deficiencies in procoagulant factors without accounting for concomitant decreases in anticoagulants.^60^

TEG/ROTEM provides a more comprehensive assessment of this rebalanced hemostasis. Despite prolonged conventional coagulation tests, many patients with cirrhosis demonstrate normal or even hypercoagulable TEG/ROTEM profiles, reflecting the balanced reduction in pro- and anticoagulant systems.^61^

A prospective study by Stravitz et al. found that maximum amplitude (MA) on kaolin-activated TEG was normal in 86% of patients with acute liver failure despite significantly elevated INR values, challenging the traditional view of severe coagulopathy in these patients.^62^ Similar findings have been reported in patients with chronic liver disease.^63^

This information has important implications for invasive procedures in cirrhotic patients. Prophylactic plasma transfusion based solely on elevated INR may not be beneficial and might even be harmful. A randomized trial by De Pietri et al. demonstrated that TEG-guided transfusion strategy in cirrhotic patients undergoing invasive procedures significantly reduced blood product usage without increasing bleeding complications compared to conventional coagulation test-guided strategy.^64^

TEG/ROTEM may also have prognostic value in liver disease. Hypocoagulable parameters, particularly decreased MA/MCF, have been associated with increased mortality in patients with cirrhosis.^65^ A study by Hugenholtz et al. found that ROTEM parameters were independent predictors of 30-day mortality in patients with cirrhosis and acute decompensation.^66^

Oncology and Hematologic Disorders

Cancer-Associated Thrombosis: Malignancy is associated with a hypercoagulable state that increases the risk of venous thromboembolism (VTE) and may contribute to tumor progression.^67^ Conventional coagulation tests typically remain normal in these patients despite their prothrombotic state. TEG/ROTEM may detect this cancer-associated hypercoagulability, potentially identifying patients at higher thrombotic risk.^68^

A prospective study by Ay et al. found that elevated TEG parameters of clot strength were associated with increased risk of VTE in cancer patients.^69^ Similarly, Königsbrügge et al. demonstrated that hypercoagulable ROTEM parameters correlated with development of VTE during chemotherapy.^70^

TEG/ROTEM may also help guide anticoagulation management in cancer patients, who face higher risks of both thrombosis and bleeding compared to the general population. In particular, these assays may be valuable for monitoring the effects of low-molecular-weight heparins, which remain mainstays of cancer-associated thrombosis treatment.^71^

Hematologic Malignancies: Patients with hematologic malignancies often have complex coagulation abnormalities due to disease effects, treatments, and complications such as sepsis.^72^ TEG/ROTEM can help characterize these abnormalities and guide management.

In acute leukemia, both hypercoagulable and hypocoagulable patterns may be observed depending on disease characteristics and treatment phase.^73^ During induction chemotherapy, severe thrombocytopenia may lead to increased bleeding risk, while asparaginase therapy in acute lymphoblastic leukemia can cause hypofibrinogenemia.^74^ TEG/ROTEM can detect these specific deficits and guide targeted replacement therapy.

Hemophilia and Other Bleeding Disorders: In patients with hemophilia and other heritable coagulation factor deficiencies, TEG/ROTEM can provide valuable information beyond factor levels alone.^75^ These assays may be particularly useful for monitoring response to factor replacement therapy and bypassing agents.

Young et al. demonstrated that TEG parameters improved with increasing factor VIII levels in hemophilia A patients receiving replacement therapy, providing a functional assessment of hemostasis.^76^ Similarly, ROTEM has been used to monitor the efficacy of bypassing agents in patients with inhibitors.^77^

TEG/ROTEM may also help identify patients with milder forms of bleeding disorders who have normal conventional coagulation parameters but abnormal clot formation or stability.^78^

Implementation and Interpretation Challenges

Pre-analytical Variables

TEG/ROTEM results can be affected by various pre-analytical factors that require standardization for reliable results:^79^

Sample Collection and Processing:

  • Venipuncture technique: Traumatic venipuncture can activate coagulation
  • Blood sampling site: Central venous versus peripheral samples may differ
  • Anticoagulant used: Citrate is standard, but concentration matters
  • Time from collection to analysis: Ideally within 4 hours for citrated samples
  • Sample temperature: Should be warmed to 37°C prior to analysis

Patient-Related Factors:

  • Recent meals: Postprandial lipemia may affect results
  • Circadian variations in coagulation parameters
  • Medications affecting coagulation
  • Comorbidities influencing baseline hemostasis

Quality Control and Standardization

Despite technological advancements, TEG/ROTEM faces challenges in standardization across instruments, reagents, and institutions:^80^

Standardization Issues:

  • Variation between TEG and ROTEM platforms
  • Different activators and reagents yield different reference ranges
  • Limited external quality assessment programs
  • Operator-dependent variability in sample processing

Quality Control Recommendations:

  • Regular electronic and biological control testing
  • Standardized operating procedures
  • Operator training and competency assessment
  • Participation in external quality assessment programs when available

Interpretation in Complex Clinical Scenarios

Interpreting TEG/ROTEM requires understanding the integrated nature of the coagulation process and the specific clinical context:^81^

Interpretation Challenges:

  • Distinguishing primary from secondary fibrinolysis
  • Effects of hypothermia and acidosis on test results
  • Interpretation in patients with multiple hemostatic defects
  • Integration with conventional coagulation tests and clinical findings

Educational Needs:

  • Interdisciplinary education about TEG/ROTEM principles
  • Development of institution-specific protocols and algorithms
  • Regular case reviews to enhance interpretation skills
  • Collaboration between laboratory medicine, anesthesiology, critical care, and other specialties

Limitations and Considerations

While TEG/ROTEM offers valuable insights into the coagulation process, several limitations should be acknowledged:^82^

Technical Limitations:

  • Limited sensitivity to platelet dysfunction unless modified assays are used
  • Poor sensitivity for mild factor deficiencies
  • Variable sensitivity to DOACs without specific modifications
  • Limited detection of von Willebrand disease

Clinical Limitations:

  • Limited evidence from large randomized controlled trials in some applications
  • Threshold values for interventions not well established in all clinical scenarios
  • Cost considerations for device acquisition and maintenance
  • Need for 24/7 availability and trained personnel in acute care settings

Integration with Other Testing:

  • Often most valuable when combined with conventional tests
  • May complement point-of-care platelet function testing
  • Should be interpreted in clinical context rather than in isolation

Future Directions

The field of viscoelastic hemostatic assays continues to evolve with several promising developments:^83,84^

Technical Advancements:

  • Fully automated systems reducing operator variability
  • Modified assays to detect effects of novel anticoagulants
  • Enhanced sensitivity for specific coagulation abnormalities
  • Cartridge-based systems for easier point-of-care implementation

Emerging Clinical Applications:

  • Risk stratification for thrombotic events in various patient populations
  • Personalized anticoagulation and antiplatelet therapy management
  • TEG/ROTEM-guided protocols in novel clinical settings
  • Applications in precision medicine approaches to hemostatic management

Ongoing Research Priorities:

  • Large multicenter randomized trials evaluating clinical outcomes
  • Cost-effectiveness studies across different healthcare settings
  • Standardization of testing protocols and reference ranges
  • Development of machine learning algorithms to enhance interpretation

Conclusion

Thromboelastography and rotational thromboelastometry represent significant advances in hemostatic testing by providing a comprehensive, dynamic assessment of the coagulation process. Their ability to generate rapid results at the point of care makes them particularly valuable in acute settings requiring timely decision-making.

The clinical utility of TEG/ROTEM spans multiple specialties, including trauma care, perioperative management of complex surgeries, critical care, obstetrics, and management of chronic liver disease. In these settings, viscoelastic testing can guide targeted hemostatic interventions, potentially improving outcomes while optimizing blood product utilization.

Despite their advantages, TEG/ROTEM face challenges in standardization and require careful attention to pre-analytical variables and operator training. Additionally, these technologies should complement rather than replace conventional coagulation tests, with interpretation always occurring within the specific clinical context.

As research continues to refine the applications and limitations of viscoelastic testing, TEG/ROTEM are likely to play an increasingly important role in personalized approaches to hemostasis management across the spectrum of medical and surgical care.

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